Last Updated on August 5^th, 2025

1. Registration Status: Navi Investment Advisors Private Limited (“NIAPL”) is registered with Securities and Exchange Board of India (“SEBI”) as a non-individual Investment Adviser (“IA”) bearing registration number INA000020165. NIAPL is also enlisted with BSE Limited as a member having enlistment no. 2262. The CIN number of NIAPL is U65999KA2019PTC126689 with its registered office address as 9th Floor, Vaishnavi Tech Square, Iballur Village, Begur Hobli, Bengaluru, Karnataka 560 102.
2. Currently, NIAPL is not engaged in the business of providing investment advisory, distribution or execution services (“IA Services”). On the App, NIAPL provides Money Manager Services via a separately identifiable department which works at an arm’s length from the advisory department of NIAPL.
3. NIAPL is a wholly owned subsidiary of Navi Technologies Limited. The other associate / affiliate companies related to the Navi Group are as follows:
   1. Navi Finserv Limited which is registered as a Non-Banking Finance Company with the Reserve Bank of India.
   2. Navi General Insurance Limited which is registered with the Insurance Regulatory and Developmental Authority to undertake General Insurance business in India.
   3. Navi Asset Management Company Limited which is an asset manager to Navi Mutual Fund, a SEBI-registered mutual fund house.
   4. Navi Securities Private Limited which is registered as a stockbroker with SEBI.
   5. Navi MF Sponsor Private Limited which is a sponsor entity for Navi Mutual Fund.
   6. Navi Trustee Limited which is the trustee to Navi AMC Limited.
   7. Navi Fintech Private Limited which is a lending service provider to Navi Finserv Limited.
   8. Mavenhive Technologies Private Limited which is a technology consulting company;
4. NIAPL affirms that it has not been subject to any disciplinary action by SEBI or any other regulatory authorities. To check the status of complaints received by NIAPL, please click here.
5. NIAPL may offer IA Services in accordance with the terms as may be mutually agreed upon with the client and as ser forth in the agreement (“IA Agreement”) to be executed between the parties in compliance with the applicable SEBI regulations.
6. Prior to the execution of the IA Agreement, the client shall furnish all information and documentation as may be required by NIAPL in accordance with the Know Your Client (“KYC”) and anti-money laundering guidelines prescribed by SEBI from time to time.
7. For providing IA Services, NIAPL may charge fees either as a fixed fee or as a percentage of the assets under advice (“AUA”) as may be mutually decided in accordance with the applicable SEBI guidelines. NIAPL shall accept fees solely through recognised and regular banking channels, to ensure a proper audit trail of funds and shall not accept payments in cash.
8. Before providing investment advisory services, NIAPL shall give due consideration to the client’s investment objectives, risk profile, financial situation and suitability of the financial product being recommended. For this purpose, the client shall furnish such information as may be requested by NIAPL for the purpose of conducting the risk profiling process in accordance with the applicable SEBI guidelines.
9. NIAPL, its associates, officers, directors and employees may have potential / material conflict of interest while providing IA Services to the client. Any such positions of conflict of interest will be appropriately dealt and disclosed in accordance with the applicable SEBI guidelines.
10. In case of any dissatisfaction with the IA Services, a formal complaint may be filed with the customer service of NIAPL at [email protected]. Upon lodging a complaint, the client shall provide complete support to the customer service team and share all such information as may be required by NIAPL including necessary documents, emails, screenshots. Escalation can be made to the Compliance Officer of NIAPL for redressal of their grievances. Details of the Compliance Officer are provided below:
    • Name: Sameer Hedge
    • Email: [email protected]
11. If the client is dissatisfied with the resolution of its grievance, a complaint may be filed with SEBI through the SCORES platform or the ODR Portal.

Disclaimer: Investments in securities markets are subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI is in no way guarantee performance of the intermediary or provide any assurance of returns to investors. The securities quoted are for illustration only and are not recommendatory.